However, to register as an investment adviser representative based on the series 66, an individual must also have passed the finra series 7 exam and the exam must be valid i. The series 66 qualifies candidates as securities agents and investment adviser representatives. Passing the series 66, the uniform combined state law examination, qualifies an individual as if he or she had passed both the series 63 and series 65. Prepare with kaplans industry experts for your series 66 exam by registering for a live or online class. Kaplan s top priorities are the health and safety of employees, students, customers, and the community. Calvin, merrill lynch thank you tina for your program. For finance professionals seeking deep knowledge and. Kaplan series 66 license exam manual 10th edition and class notes manual, brand new. See all formats and editions hide other formats and editions. The series 66 is proving to be extremely difficult. Kaplan financial educations securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the finra series 7 exam, general securities representative examination gs. Series 66 securities individual courses kaplan financial.
I was so much more comfortable with reading and understanding the actual exam questions. This study guide is designed to provide an overview of the exams general content and format. They have more than enough practice questions to help you prepare for the exams. Prepare with kaplan s industry experts for your series 66 exam by registering for a live or online class. Within one week of attending class if scheduled or reading the lem. Kaplan series 66 license exam manual 10th edition and. This online calendar helps you create an examspecific study plan around your schedule and study preferences. If you do not respond to the first survey, you will receive a reminder. Get the most live instruction available and take a simulated gmat in a real testing facilitytwo kaplan exclusives.
Course description for the series 66 exam online course. Learn vocabulary, terms, and more with flashcards, games, and other study tools. Taught by one of our instructors, this live, inperson class will cover the major topics of the series 6. We offer a variety of instruction options and exam prep study tools. Kaplan series 66 license exam manual, uniform combined. Candidates should plan to register for the class that is closest to their exam date, or alternatively, schedule their exam date to be several days after the completion of the class. Thank you for choosing kaplan financial education for your series 65 exam preparation. I got a 90 on the series 7, studied hard for the 66 only to fail with scores of 71 and 73. It is possible for you to schedule two different exams on the same day. With less than one month of preparation, i was able to pass the exam on the first attempt.
Kaplan financial educations securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the finra series 6 exam, investment company and variable contracts products representative qualification examination. Series 66 kaplan unit 1 federal securities regulations. Test names are the property of the respective trademark holders, none of whom endorse or are affiliated with kaplan. The class will be held on monday, february 5th and tuesday, february 6th. Kaplan financial educations securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the nasaa series 66 exam, uniform combined state law examination.
Need advice today question about series 7 private investment firm originally posted. The series 66 exam the nasaa uniform combined state law examination is a north american securities administrators association nasaa exam administered by finra. We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule. Either way, you will receive the finest study materials and the support you need along the way. The series 66 satisfies series 65 and series 63 exam requirements, but series 7 registration is a corequisite for the series 66. Start studying series 66 kaplan unit 4 client investment recommendations and strategies.
The series 66 class is held over 3 consecutive days from 11. Purdue global makes it possible for adult students to achieve a highquality education from the respected purdue university system. Kaplan series 66 license exam manual 10th edition and class notes manual, brand new kaplan on. Continue to build qbank exams and simulated weighted mock exams, with a goal of consistently scoring in the 80s. This class will include a study schedule and powerpoint slides from the instructor. Kaplan offers a variety of series licensing exam prep study packages, classes, and. The examination also called the series 66 is designed to qualify candidates as both securities agents and investment adviser representatives.
The exam covers topics relating to providing investment advice and effecting securities transactions for clients. Securities licensing exam prep securities training. During the last day of class, you will receive the first survey by email. The nasaa series 66, uniform combined state law exam is required of. Series 7 and 66 exam prep classes and study materials.
Series 66 is an exam administered by the financial industry regulatory authority finra. Take your series 66 exam within 3 to 10 days of completing. Series 66 best practices guide kaplan financial education created this best practices guide. Held nationwide in various cities and dates, the class is taught over 3 consecutive days. Looking for series 66 securities exam prep practice. Securities training corporation has a broad range of finra exam prep offerings to fit your needs and preferences. Select from classroom, selfstudy, print or online training.
This online calendar helps you create a seriesspecific study plan around your schedule and study preferences. We offer a variety of instruction options and exam prep study tools to best suit your learning style and. Take your series 66 exam within 3 to 10 days of completing your class. A series 65 exam prep course, on the other hand, provides a comprehensive overview of all exam material and a detailed study calendar to keep you on track. Sie and series 7 exam prep classes and study materials. Kaplan series 66 license exam manual 10th edition and class notes manual, brand new paperback january 1, 2016 by kaplan author 5. Join class on your computer or device, from wherever you learn best. The series 7 examination is a corequisite to the series 66 examination.
Kaplan series 66 license exam manual, uniform combined state law exam kaplan inc on. The study plan displays your entire learning roadmap in one place, links you to each study item. Virtual class schedule stcs virtual class is an excellent way for students who cannot attend class onsite to get the benefits of live instruction. We offer a variety of instruction options and exam prep study tools to best suit. Kaplan offers a variety of series licensing exam prep study packages, classes, and tools. The series 63, uniform securities agent state law examination, is the state law test for brokerdealer representatives the series 65, uniform investment adviser law examination, is for investment adviser representatives passing the series 66, the uniform combined state law examination, qualifies an individual as if he or she had passed both the. Get the best deals on series 65 exam when you shop. I just took and passed the 63 and am studying for the 65. Our online course package provides you with examfocused content delivered in a superior elearning environment as well as the support you need to study your way and gain the knowledge and confidence to pass your exam the first time. About our kaplan securities and insurance licensing courses. The classes are examfocused, emphasizing the content that is most heavily tested and the content that is most difficult. Start studying series 66 kaplan unit 1 federal securities regulations.
Pass your series exam using kaplan financial educations exam prep and. Series 66 live webinar with ondemand playback hr webinar. Kaplan university has been acquired by purdue university, creating purdue university global, a new public university with more than 180 online programs. Training provided to prepare for the finra series 4, series 6, series 7, series 9, series10, series 24, series 63, and series 66 examinations. Take as many inperson or virtual classes as you need throughout your training. Kaplan financial educations securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the general securities representative qualification series 7 and uniform combined state law series 66 exams.
Kaplan series 66 license exam manual, uniform combined state. Learn with a personalized study plan, tailored to your strengths and weakness, plus fulllength and section. Kaplans top priorities are the health and safety of employees, students, customers, and the community. About maggie shine beginning business in 1984, maggie shine, llc offers preparatory classes and self study materials for securities licensing required by finra. A few observations about series 66 course material. These are webdelivered live interactive classes taught by seasoned instructors who know these exams. You can likely count on one hand the number of times that you will need your calculator for the sie exam. Our series 66 courses will prepare you for your exam. Our online course package provides you with examfocused content delivered in a superior elearning environment as well as the support you need to study your way and gain the knowledge and. The uniform combined state law examination was developed by nasaa based on industry requests. Kaplan offers live and ondemand classes, as well as a unique.
Successful completion of the series 66 exam is equivalent to successful completion of both the series 63. Unparalleled online course library with more than 80 courses. Packages include practice exams, study guides, personal instructor support, and more. Prepare for the finra series 65 exam with training materials from knopman marks. Whether your goal is to stay current in your field, build on your achievement or begin a bold new chapter, our customizable programs let you advance your career while managing a busy life. Series 7 and 66 exam prep classes and study materials kaplan.
Whether you need tutoring for the series 7, series 6, series 65, series 63, series 66, series 24, or any other securities license exam, we can help. In order for a candidate to pass the series 66 exam, heshe must correctly answer at least 73 of the 100 scored questions. Take a simulated gre in a real testing facilitya kaplan exclusive, and gain the confidence you need for test day. Whether you want to pass the securities industry essentials sie exam, a qualification exam, or a combination of exams, we have everything you need to feel confident on exam day. All of our tutors are from empire stockbroker training institute, which is regarded as one of the top securities training schools in the country. Series 66 securities study packages kaplan financial education. One major reason for the greater series 7 topoff difficulty versus the sie exam is the math.
So if you have series 7, opt for the 66, its a little shorter. This class will apply adult learning principles to give you the tools youll need to pass your exam on the first attempt. Maggie has held multiple licenses in the securities industry and has a background which includes work for the nasd, now. Securities licensing exam prep kaplan financial education. In response to covid19 and the june 2020 cfa exam postponement, kaplan schweser has made the decision to automatically extend online access to our june 2020 products through december 31, 2020. Start your exam preparation by building a customizable study calendar to schedule daily tasks based on your study time frame and exam date. My firm provides stc and i used that last month for the series 7 which i got 87%. Kaplan financial educations securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the securities industry essentials sie exam and the general securities representative qualification series 7 examination.